Acerca de este Curso
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Aprox. 12 horas para completar

Sugerido: 4 weeks of study, 3-4 hours/week...

Inglés (English)

Subtítulos: Inglés (English)

Qué aprenderás

  • Check

    Recognize strategies for building a culture of compliance within an organization

  • Check

    Identify the fundamental components of a compliance program

  • Check

    Identify techniques and methods for compliance management and provide psychological theories that explain why they are effective

  • Check

    Devise strategies for managing noncompliance and incident response

Habilidades que obtendrás

ManagementStrategic PlanningComplianceOrganizational Behavior

100 % en línea

Comienza de inmediato y aprende a tu propio ritmo.

Fechas límite flexibles

Restablece las fechas límite en función de tus horarios.

Aprox. 12 horas para completar

Sugerido: 4 weeks of study, 3-4 hours/week...

Inglés (English)

Subtítulos: Inglés (English)

Programa - Qué aprenderás en este curso

Semana
1
2 horas para completar

Building a Strong Compliance Culture

7 videos (Total 33 minutos), 4 lecturas, 2 cuestionarios
7 videos
Setting the Stage: Origins of Compliance Law3m
The Goal of Compliance Culture: Integrating Compliance Throughout the Organization6m
From “Tone at the Top” to “Compliance at the Core”6m
The Compliance Officer / Responsible Person4m
Independence, Empowerment, and Resources: Part 14m
Independence, Empowerment, and Resources: Part 27m
4 lecturas
Pre-Course Survey (Optional)10m
Building a World Class Ethics & Compliance Program25m
A Brief History of Compliance25m
I Called the Wells Fargo Ethics Hotline and was Fired25m
2 ejercicios de práctica
The Role of the Compliance Officer5m
Module 1 Quiz10m
Semana
2
3 horas para completar

A Closer Look at the Essentials 

10 videos (Total 39 minutos), 2 lecturas, 3 cuestionarios
10 videos
Policies, Procedures, and Standards3m
Training2m
Training Sessions4m
Other Information Flows2m
Compliance & Branding3m
Communications with Business Partners2m
Monitoring: Part 13m
Monitoring: Part 28m
Reporting Line3m
2 lecturas
18 of the Best Code of Conduct Examples1h
Regulatory Compliance in the Age of Artificial Intelligence30m
3 ejercicios de práctica
The Code of Ethics4m
Communication & Information Flows15m
Module 2 Quiz20m
Semana
3
3 horas para completar

The Psychology of Compliance

23 videos (Total 40 minutos), 1 lectura, 3 cuestionarios
23 videos
Why People Do Bad Things4m
The Psychological Aberration or Deviation Theory2m
The Privileged or Entitled Theory1m
The Stress and Pressure Theory54s
The Excessive Greed or Excessive Ambition Theory2m
The Cost-Benefit / Risk Reward Theory1m
The Lack of Recognition Theory1m
The Lack of Self-Control Theory1m
The “Everyone is Doing it” or The Virus Theory45s
The “I Could Have Done it Another Way” Theory1m
The No Harm Theory1m
How to Get People to be Compliant: Psychological Theories of Compliance2m
The Nudge Theory3m
The Punishment / Scare Them Theory1m
The Rules / CYA Theory1m
The Ubiquity Theory2m
The Reward Me Theory1m
The Quid Pro Quo Theory59s
The Bureaucratic Theory1m
The Slippery Slope / Broken Windows Theory1m
The Target Theory1m
The "One Size Doesn't Fit All" Theory53s
1 lectura
Why Do They Do It? Inside the Mind of the White-Collar Criminal30m
3 ejercicios de práctica
Theories of White Collar Crime15m
Theories of Compliance15m
Module 3 Quiz20m
Semana
4
4 horas para completar

Dealing With Non-Compliance

6 videos (Total 24 minutos), 3 lecturas, 3 cuestionarios
6 videos
Senior Response Team2m
Reporting and Other Communication3m
Enforcing Discipline4m
Lessons Learned / Root Cause analysis2m
Table Top Exercises7m
3 lecturas
Data Breach Response30m
Concluding Thoughts10m
Post-Course Survey (Optional)10m
2 ejercicios de práctica
Incident Response15m
Enforcing Discipline15m
4.9
15 revisionesChevron Right

33%

consiguió un beneficio tangible en su carrera profesional gracias a este curso

Principales revisiones sobre Effective Compliance Programs

por JHMay 3rd 2019

This is a great class. This series provides a wonderful foundation for the many aspects of compliance and how to develop and enforce a program.

por MZJun 20th 2019

I have found the course enriching especially because of my keen interest in governance related issues.

Instructores

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Lauren Steinfeld

Lecturer in Law
Avatar

Andrew Kandel

Lecturer in Law

Acerca de Universidad de Pensilvania

The University of Pennsylvania (commonly referred to as Penn) is a private university, located in Philadelphia, Pennsylvania, United States. A member of the Ivy League, Penn is the fourth-oldest institution of higher education in the United States, and considers itself to be the first university in the United States with both undergraduate and graduate studies. ...

Acerca de Programa especializado Regulatory Compliance

Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales. This specialization will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications, and then closely examine two of the most important areas of compliance in today’s business climate: privacy compliance, and anti-corruption. The insights from this program will be applicable to a wide range of different types of organizations, from private companies to non-profits....
Regulatory Compliance

Preguntas Frecuentes

  • Una vez que te inscribes para obtener un Certificado, tendrás acceso a todos los videos, cuestionarios y tareas de programación (si corresponde). Las tareas calificadas por compañeros solo pueden enviarse y revisarse una vez que haya comenzado tu sesión. Si eliges explorar el curso sin comprarlo, es posible que no puedas acceder a determinadas tareas.

  • Cuando te inscribes en un curso, obtienes acceso a todos los cursos que forman parte del Programa especializado y te darán un Certificado cuando completes el trabajo. Se añadirá tu Certificado electrónico a la página Logros. Desde allí, puedes imprimir tu Certificado o añadirlo a tu perfil de LinkedIn. Si solo quieres leer y visualizar el contenido del curso, puedes auditar el curso sin costo.

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